Privacy Policy

FACTS

WHAT DOES RIVERCHASE WEALTH MANAGEMENT, LLC., (“RWM”) DO WITH YOUR PERSONAL

INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives

consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we

collect, share, and protect your personal information. Please read this notice carefully to

understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have

with us. This information can include, but is not limited to:

  •  Social Security number and income;
  •  Assets and transaction history; and
  •  Investment experience and risk tolerance.

When you are no longer our client, we continue to share your information as described in this

notice.

How?

All financial companies need to share clients’ personal information to run their everyday business.

In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Riverchase Wealth Management, LLC chooses to share and whether you can limit this sharing.

Reasons we can share your personal information Does RWM Share? Can you limit this sharing?
For our everyday business purposes–
such as to process your transactions, maintain your account(s), provide financial planning services, respond to court orders or regulatory or legal investigations.		 YES NO
For our marketing purposes–
to offer our products and services to you		 YES NO
For AI transcription of phone calls or virtual meetings YES YES
For joint marketing with other financial companies NO We do not share
For our affiliates’ everyday business purposes–
information about your transactions and experiences		 NO We do not share
For our affiliates’ everyday business purposes–
information about your creditworthiness		 NO We do not share
For our affiliates to market to you NO We do not share
For non-affiliates to market to you NO We do not share

To limit our sharing

Please note: If you are a new client, we can begin sharing your information from the date we sent this notice. When you are no longer our client, we continue to share your information as described in this notice.

Questions? 

Questions? Call: 972.471.9013

Who we are
Who is providing this notice? Riverchase Wealth Management, LLC
What we do
How does Riverchase Wealth Management, LLC protect my personal information? To protect your personal information from unauthorized access and use, we restrict access to your nonpublic personal information to those employees who need to know that information to service your account(s) as well as the Custodian who maintains your account(s). We also maintain physical, electronic, and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
How does Riverchase Wealth Management, LLC collect my personal information?

We collect your personal information, for example, when you

  • open an account or give us contact information
  • enter into an Advisory Services Agreement, Financial Planning Agreement, or Retirement Plan Consulting and Investment Advisory Agreement.
  • tell us about your investment or retirement portfolio or give us your income or tax information

We also collect your personal information from other companies.
Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates

Companies related by common ownership or control. They can be financial and non-financial companies.

  • NONE
Non-affiliates

Companies not related by common ownership or control. They can be financial and non-financial companies.

  • NONE
Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • NONE
Other Important Information
By signing one of the Riverchase Wealth Management, LLC., Agreements, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.